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  • Posted: Jan 14, 2020
    Deadline: Jan 27, 2020
  • Note: Never pay any money to any recruiter for any purpose (certificates, medical testing, interview, work kit or any other thing).
    Cytonn Investments is an investments and real estate company, with offices in Nairobi - Kenya and DC Metro area - U.S. We are primarily focused on offering alternative investment solutions to global institutional investors, individual high net-worth investors, local institutional investors and diaspora investors interested in the East-African region. Our alt...
    Read more about this company

    Risk and Compliance Associate

    The  Risk and Compliance Associate will assist in putting adequate and effective controls in place to mitigate regulatory risks and to review and evaluate the adequacy and effectiveness of these controls on a regular basis


    • Develop an appropriate Compliance Management methodology and process to implement within the asset management business
    • Implement an appropriate risk management methodology and process within the business
    • Ensure that all portfolios managed by the business comply with investment
    • Ensure submission of all reports and certificates to the relevant regulatory bodies
    • Ensure applications for new products and licenses to all regulators are completed and submitted on time
    • Manage the relationship with the relevant regulators on behalf of CAML
    • Ensure that product development policy for CAML is implemented correctly
    • Cultivate a healthy relationship with trustees of the respective collective investment schemes and pension schemes within CAML
    • Ensure compliance with the personal Account Trading Policy
    • Establish a healthy risk culture within the business
    • Conduct regular control self-assessment process
    • Identify key risk indicators for all risks within the business and to monitor and report on these key indicators
    • Compile risk registers for the business and maintain these registers
    • Ensure that the risk management approach and process is aligned with the business strategy and tactical interventions.


    • A degree in Law, Finance or any other business related qualification from a recognized university
    • A professional qualification will be an added advantage
    • Knowledge of financial markets within the East African region
    • Knowledge of financial instruments
    • Knowledge of investment management industry
    • Knowledge of pensions industry
    • Knowledge of collective investment industry
    • Knowledge and skills in the understanding, interpretation and practical implementation of regulatory requirements.
    • At least 3 years working experience in the financial services industry
    • Experienced in upholding the highest levels of service.

    Learning Opportunities

      The position will accord  the individual an opportunity to enhance  the skills in the development of an appropriate Compliance Management methodology and process to implement within the asset management business

    Method of Application

    Interested and qualified? Go to Cytonn Investments on to apply
  • Send your application

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Average Salary at Cytonn Investments
KSh 54K from 17 employees

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