Risk and Compliance Officer at Pergamon Investment Bank

Duties and Responsibilities

• General
• Prepare a checklist to ensure compliance with internal policies and procedures.
• Serve as a key point of coordination and support between the Company and external parties, including regulatory bodies, external auditors, the company secretary, and legal advisors.
• Verifying that all the Company’s regulatory policies and procedures have been documented, implemented and communicated.
• Perform consulting services for management through participation in projects designed to introduce new and/or changing processes, products.
• Any other duty as may be assigned by Supervisor or Management from time to time.

Qualifications & Experience

• Bachelor’s degree in Law, Finance, economics or related field
• CISI Level 1 and 2 (Required)
• Certified Public Accountant (Final Level) (preferred)
• Professional certification in Risk Management (e.g., FRM, PRM, CRISC) is an added advantage.
• At least 3-5 years’ experience in within a regulated financial institution.