Investigations Intern at Capital Markets Authority (CMA)

Reporting to the Senior Officer, Investigationsthe selected candidate will be responsible for;

1. Complaints management including receiving, recording and drafting both acknowledgment and close out letters to clients.
2. Engaging with clients, market intermediaries and stakeholders on the alleged contraventions of the capital markets legal and regulatory framework.
3. Conducting investigations in liaison with the Capital Markets Fraud Investigations unit.
4. Preparing legal briefs and opinions.
5. Assisting in the preparation of internal monthly reports and quarterly reports to the Commission on Administrative Justice.
6. Drafting of policy guidelines on investigations and reviewing the current legal and regulatory framework.
7. Assisting in undertaking investigations as part of fit and proper assessments.
8. Attending Capital Markets Tribunal proceedings and preparing briefs on the hearing.
9. Undertake other assignments as assigned from time to time

Minimum Qualifications and Experience

A holder of Bachelor’s degree in Law (LL.B) or a continuing student pursuing a Bachelor’s degree in Law, Criminology or Accounting or Kenya School of Law student

Key skills, Knowledge & Competencies

1. Good communication skills and teamwork;
2. Proficiency in standard office IT application packagers as well as e-mail and internet