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  • Posted: Apr 19, 2022
    Deadline: Apr 22, 2022
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    CIC Insurance Group Limited, commonly referred to as CIC Group, is an insurance and investment group that operates mainly in Kenya, Uganda, South Sudan and Malawi
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    Compliance Officer

    PURPOSE:

    The role is responsible for the management of compliance, recordkeeping, monitoring, and analytical functions involved with regulatory compliance, anti-fraud, Anti Money Laundering (AML), and Counter Terrorist Financing (CTF) with a strong background in Fund management and pension Compliance.

    PRIMARY RESPONSIBILITIES:

    • Performing real time surveillance and support with a view to preventing misconduct, promoting ethical standards, and monitoring and advising on rules, within the overall objective of reducing risk to the business
    • Develop an appropriate Compliance Management methodology and process to ensure compliance with all the set up regulations.
    • Provide high quality Compliance advice to Business and Support functions on applicable internal policies, laws and regulations
    • Ensure that all Fund Management portfolios managed by the business comply with Capital Markets Authority Guidelines.
    • Ensure that the pension portfolio in CIC Life and CICAM are in full compliance with the Retirement Benefit Authority Guidelines.
    • Provide advice regarding Anti-money laundering compliance especially; client due diligence, KYC standards, internal policies and local regulations
    • Assist with the review of marketing materials and client presentations to ensure compliance with regulatory requirements and presentation of the same to regulators for approval
    • Provide high level analysis on changes to regulations and provide support to the Business on implementation
    • Carry out compliance monitoring and perform ad hoc investigations into matters or issues that are escalated to Compliance
    • Prepare draft operational policies to assist in compliance with laws and regulation for management approval.
    • Coordinate submission of regulatory returns

    PERSON SPECIFICATIONS

    Academic Qualifications

    • Bachelor’s Degree in Business Related Field

    Professional Qualifications

    • CISA/CISI/CRM, CISM, Progress in CPA

    Experience

    • Up to three (3) years’ relevant experience

    Skills and Attributes

    • Team player adaptable to fast-paced and changing environment and eager to learn.
    • Ability to manage tight processes, accuracy and attention to detail.
    • Ability to dive into the details and develop greater understanding of the CIC Group wide compliance requirement.
    • Highly disciplined person, self-motivated, and delivery focused.
    • Excellent time management skills – Be able to organize and meet monthly, quarterly and annual deadlines for multiple regulators.

    Method of Application

    Interested and qualified? Go to CIC Insurance on cic.co.ke to apply

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