Risk and Compliance Manager at KCB Bank Kenya

      Key Responsibilities

• Ensure that all Fund Management portfolios managed by the business comply with Capital Markets Authority, Retirement Benefit Authority and the subsidiary Regulations.
• Performing real time surveillance and support with a view to preventing misconduct, promoting ethical standards, and monitoring and advising on rules, within the overall objective of reducing risk to the business
• Develop an appropriate Risk and Compliance Management methodology and process to ensure compliance with all the set-up regulations.
• Provide high quality Risk and Compliance advice to Business and Support functions on applicable internal policies, laws and regulations.
• Provide advice regarding Anti-money laundering compliance especially, client due diligence, KYC standards, internal policies and local regulations.
• Assist with the review of marketing materials and client presentations to ensure compliance with regulatory requirements and presentation of the same to regulators for approval.
• Provide high level analysis on changes to regulations and provide support to the Business on implementation.
• Carry out risk and compliance monitoring and perform ad hoc investigations into matters or issues that are escalated to Board.
• Prepare draft operational policies to assist in compliance with laws and regulation for management approval.
• Coordinate submission of monthly, quarterly returns and annual license applications to the relevant authorities.

Academic Qualifications

• University Degree in law, Finance or Business
• Master’s degree (Preferable)
• Professional Qualifications in either ICIFA/CISA/CISI/CRM, CISM, Progress in CPA
• Trustee Development Program Kenya (TPDK)

Experience

Up to 6 – 8 years of relevant experience, with 4 – 6 years services within the Capital Markets space and Retirement Benefits Industry 

Skills and Attributes

• Team player adaptable to fast-paced and changing environment and eager to learn.
• Ability to manage tight processes, accuracy and attention to detail.
• Ability to dive into the details and develop greater understanding of the KCB Group wide risk and compliance requirements.
• Highly disciplined person, self-motivated, and delivery focused.
• Excellent time management skills