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  • Posted: Mar 25, 2024
    Deadline: Apr 8, 2024
  • Never pay for any CBT, test or assessment as part of any recruitment process. When in doubt, contact us

    Kenya Commercial Bank Limited is registered as a non-operating holding company which started operations as a licensed banking institution with effect from January 1, 2016. The holding company oversees KCB Kenya - incorporated with effect from January 1, 2016 - and all KCB's regional units in Uganda, Tanzania, Rwanda, Burundi, Ethiopia and South Sudan. It als...
    Read more about this company


    Risk and Compliance Manager

          Key Responsibilities

    • Ensure that all Fund Management portfolios managed by the business comply with Capital Markets Authority, Retirement Benefit Authority and the subsidiary Regulations.
    • Performing real time surveillance and support with a view to preventing misconduct, promoting ethical standards, and monitoring and advising on rules, within the overall objective of reducing risk to the business
    • Develop an appropriate Risk and Compliance Management methodology and process to ensure compliance with all the set-up regulations.
    • Provide high quality Risk and Compliance advice to Business and Support functions on applicable internal policies, laws and regulations.
    • Provide advice regarding Anti-money laundering compliance especially, client due diligence, KYC standards, internal policies and local regulations.
    • Assist with the review of marketing materials and client presentations to ensure compliance with regulatory requirements and presentation of the same to regulators for approval.
    • Provide high level analysis on changes to regulations and provide support to the Business on implementation.
    • Carry out risk and compliance monitoring and perform ad hoc investigations into matters or issues that are escalated to Board.
    • Prepare draft operational policies to assist in compliance with laws and regulation for management approval.
    • Coordinate submission of monthly, quarterly returns and annual license applications to the relevant authorities.

    Academic Qualifications

    • University Degree in law, Finance or Business
    • Master’s degree (Preferable)
    • Professional Qualifications in either ICIFA/CISA/CISI/CRM, CISM, Progress in CPA
    • Trustee Development Program Kenya (TPDK)


    Up to 6 – 8 years of relevant experience, with 4 – 6 years services within the Capital Markets space and Retirement Benefits Industry 

    Skills and Attributes

    • Team player adaptable to fast-paced and changing environment and eager to learn.
    • Ability to manage tight processes, accuracy and attention to detail.
    • Ability to dive into the details and develop greater understanding of the KCB Group wide risk and compliance requirements.
    • Highly disciplined person, self-motivated, and delivery focused.
    • Excellent time management skills 

    Method of Application

    Interested and qualified? Go to KCB Bank Kenya on to apply

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