SOX Audit Risk & Compliance Supervisor at Frank Management Consult Ltd

Roles & Responsibilities

• Developing and implementing risk management processes, policies, and procedures.
• Planning, developing, and coordinating the execution of all phases of the company and SOX compliance (walkthroughs).
• Coordinating updates to documentation, including process flowcharts, process narratives, risk and controls matrices, and evaluating controls as new systems are implemented and/or processes evolve.
• Maintaining and updating key applications (Oracle) a Segregation of Duties Matrix to guide access control to business users.
• Act as a gate keeper to all applications as the General Applications Approver (GAA) approving any access request or system upgrades as processes evolve.
• Work with process/control owners on the design, implementation, and maintenance of entity-level controls.
• Regularly interact and communicate with the company management to educate them on SOX compliance and to provide advice in respect of implementing and remediating relevant key controls.
• Keep abreast with the latest SEC regulations, PCAOB pronouncements, and other SOX and company-related updates.
• Maintaining and updating Local Financial Approval limits as per Policy ensuring they also reflect in the Key system/ ERP (Oracle)
• Handling the administration of the SOX and the company reporting & participate in meetings with internal Audit, E&Y, and the group.
• Evaluating procedures & controls within Finance to ensure compliance with SOX and the company and good accounting and financial practices
• Assisting Finance with non-conflicting tasks such as reviews in Cycle Financial Reporting reviews, Balance Sheet Reconciliations, Payment Validation, Inventory Control, and other special projects and various administrative tasks as they may arise.

Minimum Responsibilities:

1. Bachelor’s degree in Finance/Accounting
2. CPA K/ ACCA accredited
3. Professional qualifications such as CRMA, CIA, CISA, or CFE.  
4. 5+ years’ experience in Financial Accounting and/or Internal/External Auditing in a multinational company
5. Advanced level of knowledge of auditing principles, standards, IIA standards, PCAOB’s standards such as AS5 (ICFR), and Sarbanes-Oxley (SOX) requirements 
6. Sound knowledge of Internal Controls frameworks such as COSO, COBIT.
7. Working knowledge of US GAAP or/and IFRS is highly advantageous