Student Attachment – Market Supervision (Market Intermediaries) at Capital Markets Authority (CMA)

STUDENT ATTACHMENT – MARKET SUPERVISION (MARKET INTERMEDIARIES) – 1 POSITION
Attachment Period: 3 months (non-renewable)

Reporting to the Deputy Director Market Supervision, the selected candidate will be responsible for:

• Participate in onsite and offsite inspections in line with risk-based supervision methodologies and approved plans, and prepare inspection reports;
• Conduct risk-profiling of regulated persons and prepare reports;
• Maintain a database on compliance by regulated entities with regulatory requirements;
• Keep the electronic database of regulated persons accurate and up to date, and carry out periodic trend analysis;
• Research best practices in market supervision, including AML/CFT practices; and
• Learn to implement quality management systems and contribute to identifying and
• managing risks.

Minimum Requirements

• A continuing student pursuing a Bachelor’s degree in any of the following disciplines: - Law (LLB), Finance, Economics, Commerce, Business Management, Actuarial Science, Mathematics/Statistics & Accounting or equivalent qualifications from a recognized and accredited institution