Compliance Officer Trainee at Kenswitch

Job Duties and Responsibilities

Compliance Officer Trainee is responsible for providing assistance in the following duties with guidance and leadership of immediate supervisor; 

• Providing any necessary support in ensuring relevant stakeholders of the firm are adhering to rules set by the regulatory authority. 
• Reviewing and evaluating compliance related matters. 
• Ensuring policies are continuously followed. 
• With guidance from an immediate manager, act as a channel of communication between compliance investigators and concerned parties. 
• Participating in developing, maintaining and revising policies. 
• Responding to any given violation of regulations, policies, rules, and standards of conduct. 
• Working with relevant parties to coordinate compliance activities. 

Education levels, skills, and experience required for the position

• Degree in Business Administration/Management/ Risk Management. 
• 6 Month experience in a fast pace IT/Financial/ Corporate environment. 
• Must have good presentation/ customer facing skills including writing skills. 
• Must have the ability to communicate with clarity and effectiveness. 
• Attention to details and industry awareness on compliance matters. 
• Proactive with abilities to engage at different levels.